On mandatory we do not want your money we only want you to receive our help in order to start trading activity in a most proper manner what will do for you is to give you the basics and the most significant rules for following when you join the financial trading market in real time and real environment. Navigating red tape when switching financial advisors changing advisors is easy but know these tricks so you dont lose money along the way. Make no mistake about it however whether it is a front end load a back end sales charge surrender fees or 12b 1 fees for mutual funds its a commission if you are paying extra and the advisor gets that money either directly from you or from the company managing the investment. Get the latest headlines on wall street and international economies money news personal finance the stock market indexes including dow jones nasdaq and more. Most financial advisors must past the series 7 finra exam series 66 finra exam or a combination of series 63 and 65 finra exams as well as acquire insurance licenses these tests are primarily memorization of laws financial instrument information and standards
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